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Risk and compliance
Results: 2018

#	Item
831	Progress in adopting the principles for effective risk data aggregation and risk reporting Add to Reading List Source URL: www.bis.org Language: English - Date: 2013-12-18 05:00:00 Actuarial science Ethics Bank regulation Operational risk Basel Committee on Banking Supervision Risk management IT risk Regulatory compliance Basel II Management Risk Security
832	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
833	Progress in adopting the principles for effective risk data aggregation and risk reporting Add to Reading List Source URL: www.bis.org Language: English - Date: 2015-01-23 05:04:00 Risk management Business Prevention Actuarial science Bank regulation Regulatory compliance
834	Handbook for financial services business regulated under the regulatory laws – Supervision of compliance with the Handbook Part 3: Section 1 – Contents CONTENTS 1 Add to Reading List Source URL: www.jerseyfsc.org Language: English - Date: 2014-12-23 04:15:47 Regulatory compliance Regulatory risk differentiation Business Economy of the Republic of Ireland Ethics Transport in Melbourne Republic of Ireland USA PATRIOT Act Title III Subtitle B Compliance and ethics program Financial regulation Money laundering Tax evasion
835	OECD Public Online Consultation on Corporate Governance and the Financial Crisis by Pablo Souto1 A. General Considerations Although the current crisis has exposed a number of corporate governance Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:51:56 Economic history Security Actuarial science Corporate governance Corporations law Basel II Late-2000s financial crisis Risk management Regulatory compliance Business Management Economics
836	Financial Intermediary Controls and Compliance Assessment Engagements 2014 Copyright © 2014 by the Investment Company Institute. All rights reserved. Add to Reading List Source URL: www.iciglobal.org Language: English Security Statement on Auditing Standards No. 70: Service Organizations Internal control Audit Regulatory compliance Information security Auditing Accountancy Risk
837	How can we get business to buy into application security? 0 Technology Governance, Risk and Controls Add to Reading List Source URL: software-security.sans.org Language: English - Date: 2012-08-27 18:45:03 Risk Actuarial science Emergency management Risk management Vulnerability Penetration test Governance risk management and compliance IT risk management Software testing Computer security Management
838	PICS Auditing is specialised in providing compliance and risk management services Sector of activity: Enterprise Software @PICSAuditingLLC Problem solving and description of solution Add to Reading List Source URL: www.pwcaccelerator.com Language: English - Date: 2015-01-23 02:16:00 Risk Risk management Public safety Ethics Actuarial science Emergency management
839	Posting - Safety and Compliance Coordinator Job Description: Endurance Technologies Inc. is actively seeking a self-starting, experienced Safety and Compliance Coordinator with a solid background and knowledge in OH&S Add to Reading List Source URL: www.mhsa.ab.ca Language: English - Date: 2014-12-03 17:54:39 Management Industrial hygiene Environmental social science Risk management Safety engineering Certified safety professional Emergency management Occupational safety and health Risk Safety
840	FEDERAL HOUSING FINANCE AGENCY OFFICE OF INSPECTOR GENERAL FHFA Should Develop and Implement a Risk-Based Plan to Monitor the Enterprises’ Oversight of Their Counterparties’ Compliance with Contractual Add to Reading List Source URL: www.fhfaoig.gov Language: English Finance Banking in the United States Fannie Mae Freddie Mac Housing and Economic Recovery Act Federal Housing Finance Agency Dodd–Frank Wall Street Reform and Consumer Protection Act Mortgage-backed security Regulatory responses to the subprime crisis Subprime mortgage crisis Mortgage industry of the United States Economy of the United States

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